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Polarons in oxides: a model hamiltonian and ab initio study

Polarons in oxides: a model hamiltonian and ab initio study

Cesare Franchini (ORCID: 0000-0002-7990-2984)
  • Grant DOI 10.55776/I2460
  • Funding program Principal Investigator Projects International
  • Status ended
  • Start May 1, 2016
  • End April 30, 2020
  • Funding amount € 330,278
  • Project website

Bilaterale Ausschreibung: Belgien

Disciplines

Physics, Astronomy (100%)

Keywords

    Polarons, Electron-lattice interaction, DFT, Oxides, Model Hamilton, Strongly Correlated Materials

Abstract Final report

Charge carriers placed in an ionic deformable material interact with ion vibrations through the electron- phonon interaction. As a consequence of this interaction, the ions can adjust their positions slightly and give rise to a polarization locally centered on the charge carrier. The carrier together with the induced polarization is considered as one entity, a quasiparticle which is called polaron. There are "large" and "small" polarons, defined by whether or not the polarization cloud (i.e. the polaron radius) is much larger than the interatomic spacing in the material. Despite their fundamental similarities, there is not a unique theory explaining togethr large and small polarons. The basic features of small and large polarons are described by two conceptually distinct theoretical schemes: ab-initio and model-Hamiltonains, respectively. Polarons play a crucial role in many physical mechanisms such as charge transfer, transport and optical excitations which are of fundamental importance in technologically applications related to energy conversion, catalysis, optoelectronics and photonics. This project proposes an ambitious research program to tackle challenging issues in understanding the nature and characteristics of polarons and their impact on the properties and functionalities of transition metal oxide materials, among the most promising class of materials for present and future technology. The first goal of our research is to formulate, design, and test an integrated ab-initio and model Hamiltonian approach that will allow an unified theoretical description of small and large polarons within the same theoretical framework. The second objective is to apply this novel computational machinery to realistic problems in material science. Specifically we aim to to explain and understand the formation and dynamics of polarons in transition metal oxides. To this end, we gather together in a synergic collaboration two complementary groups that are leading in model Hamiltonian (Belgium) and ab-inito schemes (Austria) and equipped with the most advanced theoretical methodologies and with outstanding expertise on electron-phonon interaction and polarons.

This project has studied the interaction between electrons and phonons, basic concepts in material physics. Electrons are subatomic particles that orbit the nucleus of an atom, whereas phonons are related to the oscillations of an atom in a crystal. Under certain conditions an electron can be captured by these atomic oscillations and form a composite quantum object called polaron. In this project we have combined the distinct expertises of two research groups (Vienna and Antwerp) to study the formation and properties of polarons in materials. This was done using theoretical models and computer aided calculations. The main question that we have addressed is: Is it possible to describe the physics of polarons without relying on any real-world observations or adjustable parameters, i.e. from a purely theoretical level (typically refer to as 'ab initio')? The answer is yes: by merging established theories and methodologies we have conceptualized and constructed a novel procedure to achieve this goal. The main three ingredients were Mathematical analysis, advanced numerical techniques and so-called quantum Monte Carlo methods based on random numbers and probability distribution. The development of an optimally merged computational scheme connecting the ab initio and quantum-theoretical descriptions represents an absolute novelty in theoretical condensed matter physics,and was only possible thanks to the continuous collaboration between the Vienna team and the Antwerp team. This is a further confirmation that interdisciplinary interactions are essential for advancing our knowledge and go beyond the present limits. The obtained results show an excellent account of polaron properties such as the conditions for the formation of a polaron and its dynamic. Moreover, to assess the predicting power of theory we have conducted joint studies with experimental colleagues at TU Wien to actually observe polarons in real materials and to study their effects. Also in this case the outcome was very satisfactory. The theoretical predictions have been confirmed by the measurements and, in addition to that, new types of polaron effects have been discovered. For instance we found that polarons can group together and modify the structure of a materials and, when located at the surface of a material, can attract and interact with external molecules such as CO, thereby demonstrating the importance of polarons in catalysis (acceleration of a chemical reaction) and in energy production applications.

Research institution(s)
  • Universität Wien - 100%
International project participants
  • Jacques Tempere, Universiteit Antwerpen - Belgium
  • Serghei Klimin, Universiteit Antwerpen - Belgium

Research Output

  • 1003 Citations
  • 27 Publications
  • 3 Disseminations
  • 3 Scientific Awards
Publications
  • 2021
    Title Diagrammatic quantum Monte Carlo study of an acoustic lattice polaron
    DOI 10.48550/arxiv.2104.13344
    Type Preprint
    Author Hahn T
  • 2021
    Title Polarons in materials
    DOI 10.1038/s41578-021-00289-w
    Type Journal Article
    Author Franchini C
    Journal Nature Reviews Materials
    Pages 560-586
    Link Publication
  • 2020
    Title Handbook of Materials Modeling: Applications: Current and Emerging Materials
    Type Book
    Author Andreoni Wanda
    Publisher Springer International Publishing AG
  • 2022
    Title Machine Learning for Exploring Small Polaron Configurational Space
    DOI 10.48550/arxiv.2202.01042
    Type Preprint
    Author Birschitzky V
  • 2020
    Title Resolving the adsorption of molecular O2 on the rutile TiO2(110) surface by noncontact atomic force microscopy
    DOI 10.1073/pnas.1922452117
    Type Journal Article
    Author Sokolovic I
    Journal Proceedings of the National Academy of Sciences
    Pages 14827-14837
    Link Publication
  • 2021
    Title Diagrammatic quantum Monte Carlo study of an acoustic lattice polaron
    DOI 10.1103/physrevb.104.l161111
    Type Journal Article
    Author Hahn T
    Journal Physical Review B
    Link Publication
  • 2022
    Title Machine learning for exploring small polaron configurational space
    DOI 10.1038/s41524-022-00805-8
    Type Journal Article
    Author Birschitzky V
    Journal npj Computational Materials
    Pages 125
    Link Publication
  • 2019
    Title Interplay between Adsorbates and Polarons: CO on Rutile TiO2(110)
    DOI 10.1103/physrevlett.122.016805
    Type Journal Article
    Author Reticcioli M
    Journal Physical Review Letters
    Pages 016805
    Link Publication
  • 2019
    Title Superconductivity in SrTiO3: Dielectric Function Method for Non-Parabolic Bands
    DOI 10.1007/s10948-019-5029-0
    Type Journal Article
    Author Klimin S
    Journal Journal of Superconductivity and Novel Magnetism
    Pages 2739-2744
  • 2019
    Title Plasmonic Cooper pairing in single layer graphene
    DOI 10.48550/arxiv.1909.00609
    Type Preprint
    Author Elst D
  • 2019
    Title Small Polarons in Transition Metal Oxides
    DOI 10.48550/arxiv.1902.04183
    Type Preprint
    Author Reticcioli M
  • 2019
    Title Plasmonic Cooper pairing in single layer graphene
    DOI 10.1140/epjb/e2019-100427-0
    Type Journal Article
    Author Elst D
    Journal The European Physical Journal B
    Pages 254
  • 2019
    Title Optical response of an interacting polaron gas in strongly polar crystals
    DOI 10.48550/arxiv.1912.03062
    Type Preprint
    Author Klimin S
  • 2018
    Title Formation and dynamics of small polarons on the rutile TiO2(110) surface
    DOI 10.1103/physrevb.98.045306
    Type Journal Article
    Author Reticcioli M
    Journal Physical Review B
    Pages 045306
    Link Publication
  • 2018
    Title Electron–phonon coupling in semiconductors within the GW approximation
    DOI 10.1088/1367-2630/aaf53f
    Type Journal Article
    Author Karsai F
    Journal New Journal of Physics
    Pages 123008
    Link Publication
  • 2018
    Title Ground-state properties of interacting Bose polarons
    DOI 10.1103/physreva.98.063631
    Type Journal Article
    Author Van Loon S
    Journal Physical Review A
    Pages 063631
    Link Publication
  • 2018
    Title Small Polarons in Transition Metal Oxides
    DOI 10.1007/978-3-319-50257-1_52-1
    Type Book Chapter
    Author Reticcioli M
    Publisher Springer Nature
    Pages 1-39
  • 2020
    Title Electron-phonon interactions using the projector augmented-wave method and Wannier functions
    DOI 10.1103/physrevb.101.184302
    Type Journal Article
    Author Engel M
    Journal Physical Review B
    Pages 184302
    Link Publication
  • 2020
    Title Optical Response of an Interacting Polaron Gas in Strongly Polar Crystals
    DOI 10.3390/app10062059
    Type Journal Article
    Author Klimin S
    Journal Applied Sciences
    Pages 2059
    Link Publication
  • 2020
    Title Small Polarons in Transition Metal Oxides
    DOI 10.1007/978-3-319-44680-6_52
    Type Book Chapter
    Author Reticcioli M
    Publisher Springer Nature
    Pages 1035-1073
  • 2020
    Title Electron-Phonon Interactions Using the PAW Method and Wannier Functions
    DOI 10.48550/arxiv.2001.08666
    Type Preprint
    Author Engel M
  • 2018
    Title Diagrammatic Monte Carlo study of Fröhlich polaron dispersion in two and three dimensions
    DOI 10.1103/physrevb.97.134305
    Type Journal Article
    Author Hahn T
    Journal Physical Review B
    Pages 134305
    Link Publication
  • 2018
    Title Superconductivity in SrTiO$_{3}$: dielectric function method for non-parabolic bands
    DOI 10.48550/arxiv.1811.11656
    Type Preprint
    Author Klimin S
  • 2018
    Title Ground state properties of interacting Bose polarons
    DOI 10.48550/arxiv.1810.03933
    Type Preprint
    Author Van Loon S
  • 2018
    Title Diagrammatic Monte Carlo study of the Fröhlich polaron dispersion in 2D and 3D
    DOI 10.48550/arxiv.1803.09608
    Type Preprint
    Author Hahn T
  • 2018
    Title Formation and dynamics of small polarons on the rutile TiO$_2$(110) surface
    DOI 10.48550/arxiv.1805.01849
    Type Preprint
    Author Reticcioli M
  • 2017
    Title Polaron-Driven Surface Reconstructions
    DOI 10.1103/physrevx.7.031053
    Type Journal Article
    Author Reticcioli M
    Journal Physical Review X
    Pages 031053
    Link Publication
Disseminations
  • 2023 Link
    Title FISMAT
    Type A talk or presentation
    Link Link
  • 2023 Link
    Title ICSM
    Type A talk or presentation
    Link Link
  • 2021 Link
    Title EMRS conference
    Type A talk or presentation
    Link Link
Scientific Awards
  • 2022
    Title PsiK conference
    Type Poster/abstract prize
    Level of Recognition Continental/International
  • 2019
    Title "Hans-Thirring-Preis"
    Type Research prize
    Level of Recognition Regional (any country)
  • 2019
    Title "Doc Awards"
    Type Research prize
    Level of Recognition Regional (any country)

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