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Schrödinger operators and singular perturbations

Schrödinger operators and singular perturbations

Jussi Behrndt (ORCID: 0000-0002-3442-6777)
  • Grant DOI 10.55776/P25162
  • Funding program Principal Investigator Projects
  • Status ended
  • Start March 1, 2013
  • End February 28, 2018
  • Funding amount € 322,642
  • Project website

Disciplines

Mathematics (75%); Physics, Astronomy (25%)

Keywords

    Schrödinger operators, Delta-Potential, Singular Perturbations

Abstract Final report

The analysis and spectral theory of partial differential operators has developed further and advanced versatilely during the last years. One of the reasons for this is that modern techniques from abstract operator theory have been applied successfully to PDE problems. In particular, recent concepts from extension theory of symmetric operators were applied to Schrödinger operators with delta point potentials and yield deeper insights into their spectral properties. In the first part of this project an abstract approach to singular perturbations of selfadjoint operators in Hilbert spaces will be developed and afterwards, in the second part, this method will be applied to Schrödinger operators with general delta potentials supported on curves, surfaces, and manifolds. In the first, abstract part of the project singularly perturbed selfadjoint operators will be considered as extensions of an underlying "unperturbed" symmetric operator. With the help of so-called boundary triples and their corresponding abstract Weyl functions the selfadjoint extensions will be parametrized and their spectral properties will be analyzed in detail. The construction of the boundary triples and the analytic properties of the corresponding Weyl functions depend on the degree of singularity of the perturbations. With the help of a Krein type formula it will be investigated under which conditions on the perturbations the resolvent differences of the perturbed and unperturbed operators belong to some Schatten-von-Neumann ideals. In particular the trace class case, which is important for mathematical scattering theory, is included here. In the second part of the project these abstract results will be applied to Schrödinger operators with weighted delta potentials (and their distributional derivatives) supported on curves, surfaces, and manifolds. With more explicit representations of the Weyl functions the effects of the perturbations on the spectra and certain corresponding inverse problems will be investigated. Depending on the regularity and dimension of the manifolds as well as the degree of the derivatives of the potentials different methods developed in the abstract part will be applied here. Many of the results remain true for magnetic Schrödinger operators and more general elliptic differential operators with variable coefficients.

Schrödinger operators and their spectral properties play an important role in the mathematical description of quantum mechanical systems. In many situations one uses idealized models with singular potentials (in particular, delta-potentials supported on curves, surfaces, and manifolds), as these are mathematically more accessible and can be solved explicitely in some cases. In this project an abstract operator theoretic approach to singular perturbations of selfadjoint operators in Hilbert spaces was developed. Here selfadjoint operators are interpreted as extensions of suitable underlying symmetric operators and are parametrized with abstract boundary conditions. It was shown that the spectral properties (isolated and embedded eigenvalues, continuous, absolutely continuous and singular continuous spectrum) of the perturbed operator can be completely described with an abstract Titchmarsh-Weyl m-function. With the help of Krein type formulae the singular values and Schattenvon Neumann properties of the differences of the re- solvents of the perturbed and unperturbed operator were investigated. The important case of trace class perturbations was treated separately and an explicit representation formula for the scattering matrix in terms of the abstract Titchmarsh-Weyl m-function was found; this relation is a natural generalization of a classical result for finite rank perturbations. Furthermore, the Krein spectral shift function was also expressed in terms of the abstract Titchmarsh-Weyl m-function. The abstract results in this project were applied in various situations to singular perturbations of Schrödinger operators. In particular, the existence of eigenvalues, eigenvalue bounds, asymptotic spectral properties, as well as trace formulas and scattering problems for d and d -potentials supported on bounded and unbounded hypersurfaces in n- dimensionalen Euclidean space were discussed. It also turned out that there is an unexpected connection between Schrödinger opera- tors with d and d -potentials on Lipschitz partitions and the chromatic number of the partition. As an explicit model d-perturbations supported on closed curves in threedimensional space were systematically studied and relations between the geometric properties of the curve and the spectrum of the corresponding Schrödinger operators were proved. Among other closely related topics that were discussed in this project are singular perturbations of Dirac operators, elliptic operators with variable coefficients, a class of inverse spectral problems of Calderon or Gelfand type, non-selfadjoint operators with general boundary conditions, Schrödinger operators with complex potentials, non-elliptic differential operators from the mathematical theory of metamaterials, abstract meromorphic operator functions, as well as perturbation problems and eigenvalue bounds for operators in indefinite inner product spaces.

Research institution(s)
  • Technische Universität Graz - 100%
International project participants
  • Gerd Grubb, University of Copenhagen - Denmark
  • Seppo Hassi, University of Vaasa - Finland
  • Johannes Brasche, Technische Universität Clausthal-Zellerfeld - Germany
  • Hagen Neidhardt, Weierstraß-Institut für Angewandte Analysis und Stochastik - Germany
  • Henk De Snoo, University of Groningen - Netherlands
  • Matthias Langer, University of Strathclyde

Research Output

  • 564 Citations
  • 45 Publications
Publications
  • 2018
    Title Eigenvalue inequalities for Schrödinger operators on unbounded Lipschitz domains
    DOI 10.4171/jst/203
    Type Journal Article
    Author Behrndt J
    Journal Journal of Spectral Theory
    Pages 493-508
    Link Publication
  • 2016
    Title On absence of bound states for weakly attractive d'-interactions supported on non-closed curves in R2
    DOI 10.1063/1.4939749
    Type Journal Article
    Author Jex M
    Journal Journal of Mathematical Physics
    Pages 022101
    Link Publication
  • 2016
    Title The Krein–von Neumann Realization of Perturbed Laplacians on Bounded Lipschitz Domains
    DOI 10.1007/978-3-319-31383-2_3
    Type Book Chapter
    Author Behrndt J
    Publisher Springer Nature
    Pages 49-66
  • 2016
    Title Spectral Theory for Schrödinger Operators with d-Interactions Supported on Curves in R3
    DOI 10.1007/s00023-016-0532-3
    Type Journal Article
    Author Behrndt J
    Journal Annales Henri Poincaré
    Pages 1305-1347
    Link Publication
  • 2016
    Title Approximation of Schrödinger operators with d-interactions supported on hypersurfaces
    DOI 10.1002/mana.201500498
    Type Journal Article
    Author Behrndt J
    Journal Mathematische Nachrichten
    Pages 1215-1248
    Link Publication
  • 2016
    Title Bounds on the Non-real Spectrum of a Singular Indefinite Sturm-Liouville Operator on R
    DOI 10.1002/pamm.201610429
    Type Journal Article
    Author Behrndt J
    Journal PAMM
    Pages 881-882
    Link Publication
  • 2016
    Title Boundary triples for Schrödinger operators with singular interactions on hypersurfaces
    DOI 10.17586/2220-8054-2016-7-2-290-302
    Type Journal Article
    Author Behrndt J
    Journal Nanosystems: Physics, Chemistry, Mathematics
    Pages 290-302
    Link Publication
  • 2016
    Title On eigenvalue asymptotics for strong d-interactions supported by surfaces with boundaries
    DOI 10.3233/asy-151341
    Type Journal Article
    Author Dittrich J
    Journal Asymptotic Analysis
    Pages 1-25
    Link Publication
  • 2016
    Title Titchmarsh–Weyl theory for Schrödinger operators on unbounded domains
    DOI 10.4171/jst/118
    Type Journal Article
    Author Behrndt J
    Journal Journal of Spectral Theory
    Pages 67-87
    Link Publication
  • 2016
    Title Dirichlet-to-Neumann maps, abstract Weyl–Titchmarsh M-functions, and a generalized index of unbounded meromorphic operator-valued functions
    DOI 10.1016/j.jde.2016.05.033
    Type Journal Article
    Author Behrndt J
    Journal Journal of Differential Equations
    Pages 3551-3587
    Link Publication
  • 2016
    Title Eigenvalue estimates for the Laplacian on a metric tree
    DOI 10.1090/proc/13403
    Type Journal Article
    Author Rohleder J
    Journal Proceedings of the American Mathematical Society
    Pages 2119-2129
    Link Publication
  • 2016
    Title Spectra of definite type in waveguide models
    DOI 10.1090/proc/13316
    Type Journal Article
    Author Lotoreichik V
    Journal Proceedings of the American Mathematical Society
    Pages 1231-1246
    Link Publication
  • 2015
    Title Dirichlet-to-Neumann maps on bounded Lipschitz domains
    DOI 10.1016/j.jde.2015.07.012
    Type Journal Article
    Author Behrndt J
    Journal Journal of Differential Equations
    Pages 5903-5926
    Link Publication
  • 2015
    Title The effect of finite rank perturbations on Jordan chains of linear operators
    DOI 10.1016/j.laa.2015.04.007
    Type Journal Article
    Author Behrndt J
    Journal Linear Algebra and its Applications
    Pages 118-130
    Link Publication
  • 2015
    Title Spectral asymptotics for resolvent differences of elliptic operators with $\delta$ and $\delta^{\prime}$-interactions on hypersurfaces
    DOI 10.4171/jst/111
    Type Journal Article
    Author Behrndt J
    Journal Journal of Spectral Theory
    Pages 697-729
    Link Publication
  • 2017
    Title Spectral shift functions and Dirichlet-to-Neumann maps
    DOI 10.1007/s00208-017-1593-4
    Type Journal Article
    Author Behrndt J
    Journal Mathematische Annalen
    Pages 1255-1300
    Link Publication
  • 2017
    Title Coupling of symmetric operators and the third Green identity
    DOI 10.1007/s13373-017-0105-x
    Type Journal Article
    Author Behrndt J
    Journal Bulletin of Mathematical Sciences
    Pages 49-80
    Link Publication
  • 2017
    Title On the index of meromorphic operator-valued functions and some applications
    DOI 10.4171/175-1/5
    Type Book Chapter
    Author Behrndt J
    Publisher European Mathematical Society - EMS - Publishing House
    Pages 95-127
    Link Publication
  • 2017
    Title Trace formulae for Schrödinger operators with singular interactions
    DOI 10.4171/175-1/6
    Type Book Chapter
    Author Behrndt J
    Publisher European Mathematical Society - EMS - Publishing House
    Pages 129-152
    Link Publication
  • 2017
    Title Quasi boundary triples and semi-bounded self-adjoint extensions
    DOI 10.1017/s0308210516000421
    Type Journal Article
    Author Behrndt J
    Journal Proceedings of the Royal Society of Edinburgh: Section A Mathematics
    Pages 895-916
    Link Publication
  • 2017
    Title Scattering matrices and Dirichlet-to-Neumann maps
    DOI 10.1016/j.jfa.2017.06.001
    Type Journal Article
    Author Behrndt J
    Journal Journal of Functional Analysis
    Pages 1970-2025
    Link Publication
  • 2017
    Title The Dirichlet-to-Neumann map for Schrödinger operators with complex potentials
    DOI 10.3934/dcdss.2017033
    Type Journal Article
    Author Behrndt J
    Journal Discrete and Continuous Dynamical Systems - S
    Pages 661-671
    Link Publication
  • 2018
    Title Visibility of quantum graph spectrum from the vertices
    DOI 10.1088/1751-8121/aaa884
    Type Journal Article
    Author Kühn C
    Journal Journal of Physics A: Mathematical and Theoretical
    Pages 095204
    Link Publication
  • 2018
    Title Finite Rank Perturbations in Pontryagin Spaces and a Sturm–Liouville Problem with ?-rational Boundary Conditions
    DOI 10.1007/978-3-319-68849-7_6
    Type Book Chapter
    Author Behrndt J
    Publisher Springer Nature
    Pages 163-189
  • 2018
    Title Spectral bounds for singular indefinite Sturm-Liouville operators with L 1 L^1 -potentials
    DOI 10.1090/proc/14059
    Type Journal Article
    Author Behrndt J
    Journal Proceedings of the American Mathematical Society
    Pages 3935-3942
    Link Publication
  • 2019
    Title Spectral bounds for indefinite singular Sturm–Liouville operators with uniformly locally integrable potentials
    DOI 10.1016/j.jde.2019.01.013
    Type Journal Article
    Author Behrndt J
    Journal Journal of Differential Equations
    Pages 468-493
    Link Publication
  • 2014
    Title Convergence of 2D-Schrödinger operators with local scaled short-range interactions to a Hamiltonian with infinitely many d-point interactions
    DOI 10.1002/pamm.201410482
    Type Journal Article
    Author Behrndt J
    Journal PAMM
    Pages 1005-1006
  • 2014
    Title Elliptic differential operators on Lipschitz domains and abstract boundary value problems
    DOI 10.1016/j.jfa.2014.09.017
    Type Journal Article
    Author Behrndt J
    Journal Journal of Functional Analysis
    Pages 3657-3709
    Link Publication
  • 2014
    Title Weakly coupled bound state of 2-D Schrödinger operator with potential-measure
    DOI 10.1016/j.jmaa.2014.06.053
    Type Journal Article
    Author Kondej S
    Journal Journal of Mathematical Analysis and Applications
    Pages 1416-1438
    Link Publication
  • 2014
    Title Schrödinger operators with d-interactions supported on conical surfaces
    DOI 10.1088/1751-8113/47/35/355202
    Type Journal Article
    Author Behrndt J
    Journal Journal of Physics A: Mathematical and Theoretical
    Pages 355202
    Link Publication
  • 2014
    Title Lower bounds on the norms of extension operators for Lipschitz domains
    DOI 10.7153/oam-08-30
    Type Journal Article
    Author Lotoreichik V
    Journal Operators and Matrices
    Pages 573-592
    Link Publication
  • 2014
    Title Spectral Analysis of the Half-Line Kronig–Penney Model with Wigner–Von Neumann Perturbations
    DOI 10.1016/s0034-4877(14)60057-4
    Type Journal Article
    Author Lotoreichik V
    Journal Reports on Mathematical Physics
    Pages 45-72
    Link Publication
  • 2016
    Title Generalized interactions supported on hypersurfaces
    DOI 10.1063/1.4947181
    Type Journal Article
    Author Exner P
    Journal Journal of Mathematical Physics
    Pages 041507
    Link Publication
  • 2016
    Title Sharp eigenvalue estimates for rank one perturbations of nonnegative operators in Krein spaces
    DOI 10.1016/j.jmaa.2016.03.012
    Type Journal Article
    Author Behrndt J
    Journal Journal of Mathematical Analysis and Applications
    Pages 864-895
    Link Publication
  • 2015
    Title An Eigenvalue Inequality for Schrödinger Operators with d- and d’-interactions Supported on Hypersurfaces
    DOI 10.1007/978-3-319-18182-0_10
    Type Book Chapter
    Author Lotoreichik V
    Publisher Springer Nature
    Pages 173-184
  • 2015
    Title Spectral analysis of selfadjoint elliptic differential operators, Dirichlet-to-Neumann maps, and abstract Weyl functions
    DOI 10.1016/j.aim.2015.08.016
    Type Journal Article
    Author Behrndt J
    Journal Advances in Mathematics
    Pages 1301-1338
    Link Publication
  • 2013
    Title Essential spectrum of Schrödinger operators with d-interactions on the union of compact Lipschitz hypersurfaces
    DOI 10.1002/pamm.201310254
    Type Journal Article
    Author Behrndt J
    Journal PAMM
    Pages 523-524
    Link Publication
  • 2013
    Title Eigenvalues of Schrödinger operators and Dirichlet-to-Neumann maps
    DOI 10.1002/pamm.201310251
    Type Journal Article
    Author Behrndt J
    Journal PAMM
    Pages 517-518
    Link Publication
  • 2014
    Title Point contacts and boundary triples
    DOI 10.1142/9789814618144_0024
    Type Conference Proceeding Abstract
    Author Lotoreichik V
    Pages 283-293
    Link Publication
  • 2014
    Title Schrödinger operators with d- and d'-interactions on Lipschitz surfaces and chromatic numbers of associated partitions
    DOI 10.1142/s0129055x14500159
    Type Journal Article
    Author Behrndt J
    Journal Reviews in Mathematical Physics
    Pages 1450015
    Link Publication
  • 2018
    Title Spectral enclosures for non-self-adjoint extensions of symmetric operators
    DOI 10.1016/j.jfa.2018.04.005
    Type Journal Article
    Author Behrndt J
    Journal Journal of Functional Analysis
    Pages 1808-1888
    Link Publication
  • 2018
    Title A spectral shift function for Schröodinger operators with singular interactions
    DOI 10.1007/978-3-319-75996-8_4
    Type Book Chapter
    Author Behrndt J
    Publisher Springer Nature
    Pages 89-110
  • 2018
    Title An indefinite Laplacian on a rectangle
    DOI 10.1007/s11854-018-0015-1
    Type Journal Article
    Author Behrndt J
    Journal Journal d'Analyse Mathématique
    Pages 501-522
  • 2018
    Title On the spectral properties of Dirac operators with electrostatic d-shell interactions
    DOI 10.1016/j.matpur.2017.07.018
    Type Journal Article
    Author Behrndt J
    Journal Journal de Mathématiques Pures et Appliquées
    Pages 47-78
    Link Publication
  • 2020
    Title Self-Adjoint Dirac Operators on Domains in R3
    DOI 10.1007/s00023-020-00925-1
    Type Journal Article
    Author Behrndt J
    Journal Annales Henri Poincaré
    Pages 2681-2735
    Link Publication

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