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Optimal Shapes of Crystal Interfaces

Optimal Shapes of Crystal Interfaces

Norbert J. Mauser (ORCID: 0000-0001-9262-8943)
  • Grant DOI 10.55776/P29681
  • Funding program Principal Investigator Projects
  • Status ended
  • Start September 1, 2017
  • End February 28, 2023
  • Funding amount € 332,262
  • Project website

Disciplines

Mathematics (100%)

Keywords

    Wulff shape fluctuations, Thin film epitaxial growth, Material defects, Interatomic interactions, Linear Elasticity, Energy minimization

Abstract Final report

The analysis of interfaces is crucial for the designing, processing, and application of modern materials. A variety of phenomena, ranging from mechanical to electronic and from magnetic to optical, are characterized by the presence of interfaces. The description and modelization of such interfaces is then critical to exploit the extraordinary properties of nanostructures for the development of new technologies, such as next-generation electronics, solar cells, and 3D printing. This project aims at providing advancements in the understanding of crystal interfaces by means of the analytical validation of different models introduced in Molecular, Statistical, and Continuum Mechanics. The main focus is on the justification at the microscopical level of the crystal Wulff shape and on the morphology of crystal interfaces, especially grain boundaries, material defects and cavities, and thin-film profiles. Special emphasis will be given to the fundamental multiscale aspect of the problem by looking for crystalline ground states at the microscale, showing the emergence of optimal shapes at the macroscale, and evaluating the fluctuations around the optimal shape at the mesoscale. Both discrete and elastic continuous models will be investigated. By moving within the framework of the Calculus of Variations and by combining different techniques from Combinatorics to Geometry Optimization, from Partial Differential Equations to Geometric Measure Theory, newly designed methods which have been already tested with promising preliminary results will be further developed. The project impact is not only related to the fundamental theoretical questions that inspire it, but also to technological applications. For example, the mathematical understanding of thin-film growth is essential to control, in the 3D printing, the energy balance between the laser-beam power used to melt the material and the energy required to form a desired shape. Campaigns of experimentshave been here planned to characterize optimum growth parameters for the synthesis and design of supported nanostructures with an emphasis on graphene nanoflakes and metal oxide materials. Moreover, an international research network among Vienna, Italy, and the USA will be strengthened and new partnerships enhanced.

The goal of the project is to advance the understanding of the mechanisms that induce both the morphology and the instabilities presented by the boundaries of crystals and by the interfaces between crystalline materials by means of the introduction and the analytical validation of variational models in the framework of both molecular and continuum mechanics. Characterizing energetically optimal crystalline morphologies is proven to be crucial in the design, processing, and employment of nanostructures for the development of new technologies, such as next-generation electronics, oxide batteries, and 3D printing, since a variety of phenomena, ranging from mechanical to electronic and from magnetic to optical, are strongly influenced by the presence of interfaces. By moving within the framework of the calculus of variations, the project allows to characterize crystalline interfaces as minima of configurational energies, optimal with respect to suitable discrete isoperimetric problems, and solutions of gradient flows. Furthermore, in the strive to account for the multi-scale aspect of crystallization, both discrete and continuum models are taken into account. At the microscopical level the main focus is on finding crystalline ground states, at the mesoscopic level on the microscopical justification of crystalline Wulff shapes and on the evaluation of the fluctuations around such optimal shapes, and finally at the macroscopical level on the charcaterization of the profiles and evolution of thin films and crystal cavities. The project impact is not only related to the fundamental theoretical questions that inspired it, but also to the provided advancements in the mathematical modeling in various settings, which is relevant in the long-run for technological applications. Such settings include supported nanostructures, epitaxially strained thin films, and magnetoelastic films. First, a mathematical framework able to guarantee the existence of minimizers has been provided in all these settings, then a unified model that allows to simoultaneously treat all of them has been introduced and finally such a unified model has been extended to the multiphase setting in the presence of both coherent and incoherent interfaces between the phases. Moreover, a microscopical justification of the variational models for solid-state wetting and dewetting, for the Winterbottom shapes, and for epitaxially strained thin films has been provided starting from properly introduced atomistic models taking into account the two-body atomistic interactions both between film atoms and between film and substrate atoms, by a formal discrete-to-continuum passage performed by Gamma-convergence.Finally, as a result of the project investigations the following classical laws have been analytically validated: the Young-Dupré law for crystalline films, the N^3/4 law for the fluctuation of atomistic ground states around the classical Wulff shape for 2- and 3-dimensional settings, and the Cauchy-Born rule for carbon nanotubes.

Research institution(s)
  • Universität Wien - 100%
Project participants
  • Paolo Piovano, Wolfgang Pauli Institut , national collaboration partner
International project participants
  • Edoardo Mainini, Universita degli Studi di Genova - Italy
  • Nicola Fusco, Universita di Napoli Federico II - Italy
  • Massimiliano Morini, University of Parma - Italy
  • Giovanni Leoni, Carnegie Mellon University - USA
  • Irene Fonseca, Carnegie Mellon University - USA

Research Output

  • 101 Citations
  • 31 Publications
  • 1 Scientific Awards
  • 1 Fundings
Publications
  • 2017
    Title Carbon-Nanotube Geometries as Optimal Configurations
    DOI 10.1137/16m1087862
    Type Journal Article
    Author Mainini E
    Journal Multiscale Modeling & Simulation
    Pages 1448-1471
    Link Publication
  • 2017
    Title Characterization of optimal carbon nanotubes under stretching and validation of the Cauchy-Born rule
    DOI 10.48550/arxiv.1706.01494
    Type Preprint
    Author Friedrich M
  • 2020
    Title Derivation of a heteroepitaxial thin-film model
    DOI 10.4171/ifb/435
    Type Journal Article
    Author Davoli E
    Journal Interfaces and Free Boundaries, Mathematical Analysis, Computation and Applications
    Pages 1-26
    Link Publication
  • 2023
    Title Evolution of crystalline thin films by evaporation and condensation in three dimensions
    DOI 10.48550/arxiv.2306.13432
    Type Preprint
    Author Piovano P
  • 2023
    Title Existence of minimizers for the SDRI model in $\mathbb{R}^n$: Wetting and dewetting regimes with mismatch strain
    DOI 10.48550/arxiv.2305.10304
    Type Preprint
    Author Kholmatov S
  • 2023
    Title Mixed Boundary Conditions as Limits of Dissipative Boundary Conditions in Dynamic Perfect Plasticity
    Type Journal Article
    Author Babadjian J.-F.
    Journal Journal of Convex Analysis
    Pages 81-110
  • 2019
    Title Analytical validation of the Young–Dupré law for epitaxially-strained thin films
    DOI 10.1142/s0218202519500441
    Type Journal Article
    Author Davoli E
    Journal Mathematical Models and Methods in Applied Sciences
    Pages 2183-2223
    Link Publication
  • 2019
    Title Atomistic potentials and the Cauchy-Born rule for carbon nanotubes: a review
    DOI 10.48550/arxiv.1909.12023
    Type Preprint
    Author Friedrich M
  • 2021
    Title Microscopic Validation of a Variational Model of Epitaxially Strained Crystalline Films
    DOI 10.1137/19m1240010
    Type Journal Article
    Author Kreutz L
    Journal SIAM Journal on Mathematical Analysis
    Pages 453-490
  • 2022
    Title Microscopical Justification of Solid-State Wetting and Dewetting
    DOI 10.1007/s00332-022-09783-z
    Type Journal Article
    Author Piovano P
    Journal Journal of Nonlinear Science
    Pages 32
    Link Publication
  • 2022
    Title Mixed boundary conditions as limits of dissipative boundary conditions in dynamic perfect plasticity
    DOI 10.48550/arxiv.2202.07400
    Type Preprint
    Author Babadjian J
  • 2020
    Title Magnetoelastic thin films at large strains
    DOI 10.1007/s00161-020-00904-1
    Type Journal Article
    Author Davoli E
    Journal Continuum Mechanics and Thermodynamics
    Pages 327-341
    Link Publication
  • 2020
    Title Existence of minimizers for the SDRI model in 2d: wetting and dewetting regime with mismatch strain
    DOI 10.48550/arxiv.2006.06096
    Type Preprint
    Author Kholmatov S
  • 2020
    Title A Unified Model for Stress-Driven Rearrangement Instabilities
    DOI 10.1007/s00205-020-01546-y
    Type Journal Article
    Author Kholmatov S
    Journal Archive for Rational Mechanics and Analysis
    Pages 415-488
    Link Publication
  • 2020
    Title Microscopical justification of Solid-State Wetting and Dewetting
    DOI 10.48550/arxiv.2010.08787
    Type Preprint
    Author Piovano P
  • 2020
    Title Magnetoelastic thin films at large strains
    DOI 10.48550/arxiv.2003.05178
    Type Preprint
    Author Davoli E
  • 2023
    Title Existence of minimizers for a two-phase free boundary problem with coherent and incoherent interfaces
    DOI 10.48550/arxiv.2310.14051
    Type Preprint
    Author Llerena R
  • 2023
    Title Existence of minimizers for the SDRI model in 2d: Wetting and dewetting regime with mismatch strain
    DOI 10.1515/acv-2022-0053
    Type Journal Article
    Author Kholmatov S
    Journal Advances in Calculus of Variations
    Pages 673-725
    Link Publication
  • 2023
    Title Microscopical justification of the Winterbottom problem for well-separated lattices
    DOI 10.1016/j.na.2022.113113
    Type Journal Article
    Author Piovano P
    Journal Nonlinear Analysis
    Pages 113113
    Link Publication
  • 2024
    Title Solutions for a free-boundary problem modeling multilayer films with coherent and incoherent interfaces
    DOI 10.48550/arxiv.2401.14866
    Type Preprint
    Author Llerena R
  • 2019
    Title N3/4 Law in the Cubic Lattice
    DOI 10.1007/s10955-019-02350-z
    Type Journal Article
    Author Mainini E
    Journal Journal of Statistical Physics
    Pages 1480-1499
    Link Publication
  • 2019
    Title Microscopic validation of a variational model of epitaxially strained crystalline film
    DOI 10.48550/arxiv.1902.06561
    Type Preprint
    Author Kreutz L
  • 2019
    Title A unified model for stress-driven rearrangement instabilities
    DOI 10.48550/arxiv.1902.06535
    Type Preprint
    Author Kholmatov S
  • 2019
    Title Crystallization in the hexagonal lattice for ionic dimers
    DOI 10.1142/s0218202519500362
    Type Journal Article
    Author Friedrich M
    Journal Mathematical Models and Methods in Applied Sciences
    Pages 1853-1900
    Link Publication
  • 2018
    Title Characterization of Optimal Carbon Nanotubes Under Stretching and Validation of the Cauchy–Born Rule
    DOI 10.1007/s00205-018-1284-7
    Type Journal Article
    Author Friedrich M
    Journal Archive for Rational Mechanics and Analysis
    Pages 465-517
    Link Publication
  • 2018
    Title $N^{3/4}$ law in the cubic lattice
    DOI 10.48550/arxiv.1807.00811
    Type Preprint
    Author Mainini E
  • 2018
    Title Crystallization in the hexagonal lattice for ionic dimers
    DOI 10.48550/arxiv.1808.10675
    Type Preprint
    Author Friedrich M
  • 2018
    Title Derivation of a heteroepitaxial thin-film model
    DOI 10.48550/arxiv.1809.07128
    Type Preprint
    Author Davoli E
  • 2018
    Title A homogenization result for weak membrane energies
    DOI 10.48550/arxiv.1801.02867
    Type Preprint
    Author Kreutz L
  • 2018
    Title Analytical validation of the Yound-Dupré law for epitaxially-strained thin films
    DOI 10.48550/arxiv.1809.09991
    Type Preprint
    Author Davoli E
  • 2021
    Title Microscopical Justification of the Winterbottom problem for well-separated Lattices
    DOI 10.48550/arxiv.2111.13604
    Type Preprint
    Author Piovano P
Scientific Awards
  • 2021
    Title Secretary and Treasurer of the International Society for the Interaction of Mechanics and Mathematics (ISIMM)
    Type Prestigious/honorary/advisory position to an external body
    Level of Recognition Continental/International
Fundings
  • 2021
    Title Mathematical Modeling of Bone Engineering (MAMBOing)
    Type Other
    Start of Funding 2021

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