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Order and type of canonical systems

Order and type of canonical systems

Harald Woracek (ORCID: 0000-0002-7823-3408)
  • Grant DOI 10.55776/P30715
  • Funding program Principal Investigator Projects
  • Status ended
  • Start January 15, 2018
  • End January 14, 2022
  • Funding amount € 192,217
  • Project website

Disciplines

Mathematics (80%); Physics, Astronomy (20%)

Keywords

    Canonical System, Growth Functions, Entire Function, Spectral Problems, De Branges Space

Abstract Final report

Canonical systems are differential equations of a specific form which frequently appear in natural sciences. For example in Hamiltonian mechanics, where they model the motion of a particle under the influence of a time-dependent potential. A canonical system is given by a locally integrable function taking positive semidefinite real matrices as values, its Hamiltonian. Several types of scalar second- order equations can be rewritten as two-dimensional canonical systems. Among them Schrödinger equations, Krein-Feller operators, or Jacobi operators. With a two-dimensional canonical system there is associated a chain of reproducing kernel Hilbert spaces of entire functions, its de Branges chain. This construction is of outstanding importance in the spectral theory of canonical systems. For example it is the basis for the Inverse Spectral Theorem which states that a Hamiltonian is essentially uniquely determined by its spectral function. The elements of the de Branges spaces being entire functions naturally brings up the task to relate the growth (in particular order and type) of these functions to properties of the Hamiltonian H of the system. A classical result is the Krein-de Branges formula which evaluates the maximal exponential type of functions in the de Branges chain as the integral of the square root of the determinant of H. This formula can be used to determine spectral asymptotics (in the limit circle case where the spectrum is discrete), or to determine the type of the spectral measure (in the limit point case where the spectral measure will in general be non-discrete). There is a large variety of examples where the determinant of H vanishes identically. Such occur for instance from Krein-Feller operators on fractal subsets of the real line, from birth-and-death processes in probability theory, or from special functions in number theory and orthogonal polynomials. For these systems the Krein-de Branges formula does not give any significant information. For example (thinking of the limit circle case) it cannot be distinguished whether the spectrum behaves asymptotically like n3 or en; the first corresponding to order 1/3, the latter to order 0. This project aims at establishing relations between the Hamiltonian and growth of functions in the de Branges chain referring to orders different than 1. These relations shall be exploited to obtain information about concrete spectral problems, notably such occurring in probability or number theory. In the context of direct spectral problems we shall be interested in spectral asymptotics, in the context of inverse problems we shall focus on the `order problem for a measure` which we pose as a generalisation of the type of a measure, studied in harmonic analysis, to orders less than 1. Methods of various fields will come into play, including: classical complex analysis (growth vs. zero-distribution, estimates of canonical products), differential operators (growth estimates for solutions, Levinson-type theorems), operator theory (reproducing kernel Hilbert spaces, Krein`s theory of entire operators, indefinite inner product spaces). The present proposal is a follow-up of the Joint project `The Order Problem for Canonical Systems` funded by the FWF (I-1536-N25) and the RFBR (13-01-91002-ANF).

Canonical systems are differential equations of a specific form which frequently appear in natural sciences. For example in Hamiltonian mechanics, where they model the motion of a particle under the influence of a time-dependent potential. A canonical system is given by a locally integrable function taking positive semidefinite real matrices as values, its Hamiltonian. Several types of scalar second- order equations can be rewritten as two-dimensional canonical systems. Among them Schrödinger equations, Krein-Feller operators, or Jacobi operators. With a two-dimensional canonical system there is associated a chain of reproducing kernel Hilbert spaces of entire functions and a Nevanlinna function: its de Branges chain and monodromy matrices, and its Weyl coefficient. These constructions are of outstanding importance in the spectral theory of canonical systems. The spectrum of the differential operator underlying the system can be read off from the monodromy matrix in the limit circle case, and from the Weyl coefficient in the limit point case. We aim at understanding the case that the spectrum is discrete. Then it is meaningful to ask for asymptotic distribution of density of eigenvalues. A classical result is the Krein-de Branges formula which evaluates the maximal exponential type of functions in the de Branges chain as the integral of the square root of the determinant of H. This formula determines spectral asymptotics compared to the power r (in the limit circle case and provided the determinant of H does not vanish identically). Our most important achievements are: (1) A characterisation that the spectrum is discrete. (2) Characterisations of finite spectral density measured by either weighted summability or boundedness w.r.t. a weight function, for weight functions growing faster than r. (3) An in depth study of the high-energy behaviour of the Weyl coefficient which leads to characterisations of weighted integrability of tails of the spectral measure, and will lead to characterisations as in the above item for weight functions growing slower than r. Our research brings together methods of various fields: classical complex analysis (growth vs. zero- distribution, estimates of canonical products), differential operators (growth estimates for solutions, Levinson-type theorems), operator theory (reproducing kernel Hilbert spaces, Krein's theory of entire operators, indefinite inner product spaces).

Research institution(s)
  • Technische Universität Wien - 100%
International project participants
  • Anton Baranov, St. Petersburg State University - Russia
  • Roman Romanov, St. Petersburg State University - Russia
  • Matthias Langer, University of Strathclyde

Research Output

  • 13 Citations
  • 17 Publications
Publications
  • 2023
    Title Estimates for the Weyl coefficient of a two-dimensional canonical system
    DOI 10.2422/2036-2145.202106_015
    Type Journal Article
    Author Langer M
    Journal ANNALI SCUOLA NORMALE SUPERIORE - CLASSE DI SCIENZE
  • 2019
    Title Density of the spectrum of Jacobi matrices with power asymptotics
    DOI 10.3233/asy-191551
    Type Journal Article
    Author Pruckner R
    Journal Asymptotic Analysis
    Pages 199-213
    Link Publication
  • 2019
    Title Stability of order and type under perturbation of the spectral measure
    DOI 10.4171/rmi/1076
    Type Journal Article
    Author Baranov A
    Journal Revista Matemática Iberoamericana
    Pages 963-1026
  • 2019
    Title Estimates for the order of Nevanlinna matrices and a Berezanskii-type theorem
    DOI 10.1017/prm.2018.56
    Type Journal Article
    Author Pruckner R
    Journal Proceedings of the Royal Society of Edinburgh: Section A Mathematics
    Pages 1637-1661
  • 2020
    Title Canonical systems with discrete spectrum
    DOI 10.1016/j.jfa.2019.108318
    Type Journal Article
    Author Romanov R
    Journal Journal of Functional Analysis
    Pages 108318
    Link Publication
  • 2019
    Title Canonical systems with discrete spectrum
    DOI 10.48550/arxiv.1904.03662
    Type Preprint
    Author Romanov R
  • 2023
    Title A growth estimate for the monodromy matrix of a canonical system
    DOI 10.4171/jst/437
    Type Journal Article
    Author Pruckner R
    Journal Journal of Spectral Theory
  • 2023
    Title An upper bound for the Nevanlinna matrix of an indeterminate moment sequence
    DOI 10.48550/arxiv.2307.10748
    Type Preprint
    Author Pruckner R
    Link Publication
  • 2023
    Title Generalized Indefinite Strings with Purely Discrete Spectrum; In: From Complex Analysis to Operator Theory: A Panorama - In Memory of Sergey Naboko
    DOI 10.1007/978-3-031-31139-0_16
    Type Book Chapter
    Publisher Springer International Publishing
  • 2022
    Title A growth estimate for the monodromy matrix of a canonical system
    DOI 10.48550/arxiv.2202.13984
    Type Preprint
    Author Pruckner R
  • 2022
    Title Canonical systems whose Weyl coefficients have regularly varying asymptotics
    DOI 10.48550/arxiv.2201.01522
    Type Preprint
    Author Langer M
  • 2021
    Title Canonical systems whose Weyl coefficients have dominating real part
    DOI 10.48550/arxiv.2108.10162
    Type Preprint
    Author Langer M
  • 2021
    Title Estimates for the Weyl coefficient of a two-dimensional canonical system
    DOI 10.48550/arxiv.2106.07391
    Type Preprint
    Author Langer M
  • 2021
    Title Limit behaviour of Weyl coefficients
    DOI 10.48550/arxiv.2106.04167
    Type Preprint
    Author Pruckner R
  • 2021
    Title Generalized indefinite strings with purely discrete spectrum
    DOI 10.48550/arxiv.2106.13138
    Type Preprint
    Author Eckhardt J
  • 2023
    Title Canonical systems whose Weyl coefficients have dominating real part
    DOI 10.1007/s11854-023-0297-9
    Type Journal Article
    Author Langer M
    Journal Journal d'Analyse Mathématique
  • 2022
    Title Limit behavior of Weyl coefficients
    DOI 10.1090/spmj/1729
    Type Journal Article
    Author Pruckner R
    Journal St. Petersburg Mathematical Journal
    Pages 849-865
    Link Publication

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