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What determines EU sanctions? Design choice and exemptions

What determines EU sanctions? Design choice and exemptions

Katharina Meissner-Schöller (ORCID: 0000-0003-3834-1778)
  • Grant DOI 10.55776/M2573
  • Funding program Lise Meitner
  • Status ended
  • Start September 1, 2019
  • End September 30, 2023
  • Funding amount € 156,140

Disciplines

Political Science (100%)

Keywords

    EU foreign policy, European Union, International Sanctions, Firms

Abstract Final report

Unprecedented geopolitical challenges and international crises have unsettled world politics over the past few years. These challenges have their origin in countries in Europes immediate neighborhood, Russia, and its far abroad, North Korea. The responses to these crises have come in the form of sanctions. In the European Union, too, sanctions have developed into important tools in the external relations toolbox. The most visible of these sanctions are economic restrictions to trade and investment aimed at challenger countries like Russia or North Korea. Yet, the European Union, just like any other actor, has a wide range of types of sanctions at its disposal: arms embargoes, asset freezes, diplomatic sanctions and travel bans next to economic sanctions. Why and how does the European Union choose among this range of sanctions? How is this determined by domestic actors within its member states? And, what is the role of firms when the European Union chooses between economic restrictions and other forms of sanctions? As there are no answers to these questions to date, I will in this research project investigate why the European Union sometimes opts for economic sanctions, while in other cases it turns to non-economic restrictions such as travel bans. Moreover, I will assess the influence of European firms on these decisions and generate a unique database on their lobbying activities in relation to sanctions. To answer the research questions, I will use a mix of qualitative techniques and survey research. The results of this research project will educate scholars, students and public audiences about the interplay between international threats, governments in the European Union, and European firms in the adoption of sanctions and how this interaction translates into different forms of sanctions.

Unprecedented geopolitical challenges and international crises have unsettled world politics over the past few years. These challenges have their origin in countries in Europe's immediate neighborhood, Russia, and its far abroad, North Korea. The responses to these crises have come in the form of sanctions. In the European Union, too, sanctions have developed into important tools in the external relations toolbox. The most visible of these sanctions are economic restrictions to trade and investment aimed at countries like Russia or North Korea. Yet, the European Union, just like any other actor, has a wide range of types of sanctions at its disposal: arms embargoes, asset freezes, diplomatic sanctions and travel bans next to economic sanctions. Why and how does the European Union choose among this range of sanctions? How is this determined by domestic actors within its member states? And, what is the role of firms when the European Union chooses between economic restrictions and other forms of sanctions? This research project investigated why the European Union sometimes opts for economic sanctions, while in other cases it turns to non-economic restrictions such as travel bans. Moreover, it assessed the influence of European firms on these decisions and generated a unique database on their lobbying activities in relation to sanctions.

Research institution(s)
  • Universität Wien - 100%

Research Output

  • 55 Citations
  • 11 Publications
  • 3 Datasets & models
  • 3 Disseminations
Publications
  • 2020
    Title Requesting Trade Sanctions? The European Parliament and the Generalized Scheme of Preferences
    DOI 10.1111/jcms.13142
    Type Journal Article
    Author Meissner K
    Journal JCMS: Journal of Common Market Studies
    Pages 91-107
  • 2022
    Title The unintended consequences of UN sanctions: A qualitative comparative analysis
    DOI 10.1080/13523260.2022.2059226
    Type Journal Article
    Author Meissner K
    Journal Contemporary Security Policy
    Pages 243-273
    Link Publication
  • 2023
    Title The transformation and design of EU restrictive measures against Russia
    DOI 10.1080/07036337.2023.2190105
    Type Journal Article
    Author Graziani C
    Journal Journal of European Integration
  • 2023
    Title Caught up by Geopolitics: Sanctions and the EU's Response to Russia's War Against Ukraine.
    DOI 10.1515/ev-2023-0051
    Type Journal Article
    Author Meissner K
    Journal Economists' voice (Berkeley, Calif.)
    Pages 275-283
  • 2021
    Title Feeble rules: one dual-use sanctions regime, multiple ways of implementation and application?
    DOI 10.1080/09662839.2021.1993189
    Type Journal Article
    Author Meissner K
    Journal European Security
    Pages 222-241
    Link Publication
  • 2021
    Title Who Teams Up with the European Parliament? Examining Multilevel Party Cooperation in the European Union
    DOI 10.1017/gov.2021.52
    Type Journal Article
    Author Meissner K
    Journal Government and Opposition
    Pages 456-477
    Link Publication
  • 2022
    Title The European Approach to Multilateral Sanctions
    DOI 10.1515/9780228012603-010
    Type Book Chapter
    Author Portela C
    Publisher De Gruyter
    Pages 81-98
  • 2022
    Title How to sanction international wrongdoing? The design of EU restrictive measures
    DOI 10.1007/s11558-022-09458-0
    Type Journal Article
    Author Meissner K
    Journal The Review of International Organizations
    Pages 61-85
    Link Publication
  • 0
    DOI 10.17645/pag.i285
    Type Other
  • 0
    DOI 10.1093/fpa/orad029
    Type Other
  • 2020
    Title The EU as an (In-)Coherent Security Actor? Assessing the Revised Dual-Use Regulation
    Type Other
    Author Meissner
    Pages 1-11
    Link Publication
Datasets & models
  • 2023 Link
    Title The transformation and design of EU restrictive measures against Russia (OA edition)
    DOI 10.11587/y0smxo
    Type Database/Collection of data
    Public Access
    Link Link
  • 2023 Link
    Title Replication Data for "Lobbying sanctions: data from the European Union"
    DOI 10.7910/dvn/mh5wcj
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title The design of EU restrictive measures (OA edition)
    DOI 10.11587/37ksdr
    Type Database/Collection of data
    Public Access
    Link Link
Disseminations
  • 2022
    Title TV interviews ORF III Aktuell und Puls 24
    Type A press release, press conference or response to a media enquiry/interview
  • 2020
    Title Interviews und Blog posts
    Type Engagement focused website, blog or social media channel
  • 2022
    Title Politics and Governance round table
    Type A talk or presentation

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