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Mott insulators out of equilibrium: phonons and screening

Enrico Arrigoni (ORCID: 0000-0002-1347-3080)
  • Grant DOI 10.55776/P33165
  • Funding program Principal Investigator Projects
  • Status Ended
  • Start October 1, 2020
  • End March 31, 2026
  • Funding amount € 399,620
  • Project website

Disciplines

Physics, Astronomy (100%)

Keywords

  • Strong correlation,
  • Mott transition,
  • Nonequilibrium,
  • Hubbard model,
  • Phonons,
  • Screening
Abstract Final report

Current-conducting materials consist of negatively charged electrons, moving in the background of positively charged, heavier particles, the ions. In a first approximation, ions can be regarded as fixed at certain positions altogether building a regular crystal lattice. It is a major theoretical challenge to simulate the motion of this huge (N~10 23) number of particles interacting with each other via the Coulomb force. In fact, accounting for all these forces exactly would be an impossible task even for t he most powerful computers. Fortunately, in most materials, each electron can be regarded as an independent particle moving in the background of the other electrons and ions. This considerably simplifies computational costs and allows theoretical predictio ns about the properties of these materials. This is the great success of the so -called band theory of solids. On the other hand, a number of so-called strongly correlated materials (abbreviated with SCM) exists for which this scheme does not work. Obviously, numerical simulation of SCM is much more challenging. Nevertheless, these materials often display a variety of peculiar electronic and magnetic properties, such as superconductivity at high temperatures, or a huge response of resistivity to applied magnetic fields and other, which are not observed in ordinary materials. More dramatically, in many cases, while band theory would predict a conducting behavior, strong correlation produces a so-called Mott gap which makes these SCM insulators or semiconductors. All these properties make SCM interesting candidates for electronic components of the future to replace or complement modern silicon technology. In this project, we will investigate two effects that could be useful for the application of these materials as electronic devices. First, we will study the possibility to use these systems as photovoltaic devices. This is motivated by preliminary theoretical and experimental studies suggesting that the efficiency of such devices based on Mott systems could be enhanced by so- called impact ionisation processes. The idea is that highly photoexcited electrons could use their extra energy to excite additional electrons across the Mott gap. Second, we shall investigate a transition, the so-called resistive switch, between an insulating and a conducting state which is induced by applying a large voltage to the system. Such a transition, observed experimentally in some SCM, makes them interesting candidates as components for RAM technology. In both these effects, but in general in device electronics, heat transport and dissipation play an important role. Here, we will particularly concentrate on the interplay of the Mott gap with ion vibration modes, so called phonons, which are important for transporting heat away and, thus, for cooling down the device. The project is carried out in collaboration with a group at TU Vienna and one at the university of Erlangen-Nürnberg.

In this project, we explored how to possibly use a group of substances called "strongly correlated materials" (SCMs) to build next-generation electronics. In ordinary materials, electrons act independently. But in SCMs, they move in a highly coordinated way. This collective behavior gives them important properties, from conducting electricity with zero resistance to quick, sudden changes in how they conduct electricity. First, we studied whether these systems could serve as photovoltaic devices. This was motivated by earlier theoretical and experimental work suggesting that the efficiency of solar cells based on SCM insulators could be boosted by so-called impact ionisation. The idea is that a highly photoexcited electron can use its excess energy to lift additional electrons across the material's energy gap, generating more charge carriers from the same amount of light. In conventional semiconductor solar cells this rarely happens, because the excess energy is instead carried away by the material's microscopic vibrations, known as phonons. The investigations of the present project confirmed that impact ionisation is indeed important in insulating SCM. In particular, we found that it can be enhanced by connecting the material to the device through narrowband, that is weakly conducting, contacts. We also found that lattice vibrations do not significantly suppress the effect. Second, we examined how strong electric fields affect these materials, aiming to understand the so-called resistive switch: an abrupt transition between an insulating and a conducting state. This switching makes such materials promising candidates for next-generation memory (RAM) technology. In both cases, and in device electronics generally, heat transport and dissipation play an important role, and these too are governed by the microscopic vibrations, which carry heat away and cool the device. A surprising result emerged here: contrary to naive expectation, dissipation actually helps a sizeable current develop at the transition. This is in striking contrast to structural irregularities (impurities), which broaden the spectra in a superficially similar way but instead hinder the current. Finally, we explored a question touching one of the foundations of quantum mechanics: the role of measurement. Observing a quantum system usually disturbs it, but, as it turns out, not always. We studied a microscopic electronic device, a kind of single-electron transistor, while continuously monitoring it. We found that a delicate quantum phenomenon known as the Kondo effect can survive being watched, provided one keeps track of the electrons' charge rather than their spin. Monitor the spin instead, and the effect quickly "heats away." These findings may provide a contribution to a broader question: how future quantum technologies might be observed without being destroyed.

Research institution(s)
  • Technische Universität Graz - 100%
Project participants
  • Karsten Held, Technische Universität Wien , national collaboration partner
International project participants
  • Martin Eckstein, Universität Hamburg - Germany

Research Output

  • 110 Citations
  • 25 Publications
  • 14 Datasets & models
Publications
  • 2026
    Title Extension of the iterated perturbation theory at arbitrary fillings to nonequilibrium steady states
    DOI 10.48550/arxiv.2604.15942
    Type Preprint
    Author Mazzocchi T
    Link Publication
  • 2026
    Title Nonequilibrium transport through an interacting monitored quantum dot
    DOI 10.1103/8h9h-m7ks
    Type Journal Article
    Author Werner D
    Journal Physical Review Research
  • 2024
    Title Numerically Exact Simulation of Photodoped Mott Insulators
    DOI 10.1103/physrevlett.132.176501
    Type Journal Article
    Author Künzel F
    Journal Physical Review Letters
    Pages 176501
    Link Publication
  • 2024
    Title Photodriven Mott insulating heterostructures: A steady-state study of impact ionization processes
    DOI 10.1103/physrevb.109.235134
    Type Journal Article
    Author Gazzaneo P
    Journal Physical Review B
    Pages 235134
    Link Publication
  • 2025
    Title Functional interpolation expansion for nonequilibrium correlated impurities
    DOI 10.1103/physrevresearch.7.l022044
    Type Journal Article
    Author Werner D
    Journal Physical Review Research
    Link Publication
  • 2025
    Title Field-driven Mott insulators out of equilibrium: Interplay of dissipation, phonons and disorder
    Type PhD Thesis
    Author Tommaso M. Mazzocchi
    Link Publication
  • 2025
    Title Strongly correlated systems out of equilibrium: efficient solvers for dynamical mean field theory
    Type PhD Thesis
    Author Daniel Werner
    Link Publication
  • 2025
    Title Mixed-configuration approximation for multiorbital systems out of equilibrium
    DOI 10.1103/j3c8-cy15
    Type Journal Article
    Author Mazzocchi T
    Journal Physical Review B
    Pages 155127
    Link Publication
  • 2023
    Title Configuration interaction based nonequilibrium steady state impurity solver
    DOI 10.1103/physrevb.107.075119
    Type Journal Article
    Author Werner D
    Journal Physical Review B
    Pages 075119
    Link Publication
  • 2023
    Title Correlated Mott insulators in a strong electric field: The effects of phonon renormalization
    DOI 10.1103/physrevb.107.155103
    Type Journal Article
    Author Mazzocchi T
    Journal Physical Review B
    Pages 155103
  • 2024
    Title Iterated Perturbation Theory for Mott Insulators in a Static Electric Field with Optical Phonons
    DOI 10.1002/pssb.202300486
    Type Journal Article
    Author Mazzocchi T
    Journal physica status solidi (b)
    Link Publication
  • 2024
    Title Impact of disorder and phonons on the Hubbard bands of Mott insulators in strong electric fields
    DOI 10.1103/physrevb.109.045119
    Type Journal Article
    Author Mazzocchi T
    Journal Physical Review B
    Pages 045119
    Link Publication
  • 2024
    Title Deep neural networks as variational solutions for correlated open quantum systems
    DOI 10.1038/s42005-024-01757-9
    Type Journal Article
    Author Mellak J
    Journal Communications Physics
    Pages 268
    Link Publication
  • 2024
    Title Impact ionization in Mott photovoltaic systems: the role of phonons and multilayered heterostructures
    Type PhD Thesis
    Author Paolo Gazzaneo
    Link Publication
  • 2024
    Title Auxiliary master equation approach to the Anderson-Holstein impurity problem out of equilibrium
    DOI 10.1103/physrevb.109.075156
    Type Journal Article
    Author Werner D
    Journal Physical Review B
    Pages 075156
  • 2026
    Title A steady-state study of the nonequilibrium properties of realistic materials: Application of the mixed-configuration approximation
    DOI 10.48550/arxiv.2602.05664
    Type Preprint
    Author Mazzocchi T
    Link Publication
  • 2025
    Title Phonon effects, impact ionization and power conversion in Mott photovoltaic systems
    DOI 10.1088/1367-2630/adb877
    Type Journal Article
    Author Gazzaneo P
    Journal New Journal of Physics
  • 2023
    Title Quantum transport in open spin chains using neural-network quantum states
    DOI 10.1103/physrevb.107.205102
    Type Journal Article
    Author Mellak J
    Journal Physical Review B
    Pages 205102
  • 2022
    Title Impact ionization processes in a photodriven Mott insulator: Influence of phononic dissipation
    DOI 10.1103/physrevb.106.195140
    Type Journal Article
    Author Gazzaneo P
    Journal Physical Review B
    Pages 195140
    Link Publication
  • 2022
    Title Configuration interaction based nonequilibrium steady state impurity solver
    DOI 10.48550/arxiv.2210.09623
    Type Preprint
    Author Werner D
  • 2022
    Title Correlated Mott insulators in strong electric fields: Role of phonons in heat dissipation
    DOI 10.48550/arxiv.2207.01921
    Type Preprint
    Author Mazzocchi T
  • 2022
    Title Impact ionization processes in a photodriven Mott insulator: influence of phononic dissipation
    DOI 10.48550/arxiv.2208.14752
    Type Preprint
    Author Gazzaneo P
  • 2023
    Title Correlated Mott insulators in a strong electric field: The effects of phonon renormalization
    DOI 10.48550/arxiv.2212.14352
    Type Preprint
    Author Mazzocchi T
  • 2023
    Title Quantum Transport in Open Spin Chains using Neural-Network Quantum States
    DOI 10.48550/arxiv.2212.13453
    Type Preprint
    Author Mellak J
  • 2022
    Title Correlated Mott insulators in strong electric fields: Role of phonons in heat dissipation
    DOI 10.1103/physrevb.106.125123
    Type Journal Article
    Author Mazzocchi T
    Journal Physical Review B
    Pages 125123
    Link Publication
Datasets & models
  • 2026 Link
    Title Steady-state study of the nonequilibrium properties of SrVO$_3$
    DOI 10.3217/snf77-2hv59
    Type Database/Collection of data
    Public Access
    Link Link
  • 2026 Link
    Title Functional interpolation expansion for nonequilibrium correlated impurities
    DOI 10.3217/k3drj-gr515
    Type Database/Collection of data
    Public Access
    Link Link
  • 2026 Link
    Title Extension of the iterated perturbation theory at arbitrary fillings to nonequilibrium steady states
    DOI 10.3217/ncxe8-nbh07
    Type Database/Collection of data
    Public Access
    Link Link
  • 2026 Link
    Title Nonequilibrium transport through an interacting monitored quantum dot
    DOI 10.3217/0wvvx-w9p86
    Type Database/Collection of data
    Public Access
    Link Link
  • 2025 Link
    Title Mixed-configuration approximation for multiorbital systems out of equilibrium
    DOI 10.3217/rcyvd-79p71
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title Impact of disorder and phonons on the Hubbard bands of Mott insulators in strong electric fields
    DOI 10.3217/39f1k-b5470
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title Iterated Perturbation Theory for Mott Insulators in a Static Electric Field with Optical Phonons
    DOI 10.3217/9y192-as632
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title Phonon effects, impact ionization and power conversion in Mott photovoltaic systems
    DOI 10.3217/e6zzj-93j27
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title Photodriven Mott insulating heterostructures: A steady-state study of impact ionization processes
    DOI 10.3217/6s1bn-2ge62
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title Deep neural networks as variational solutions for correlated open quantum systems
    DOI 10.3217/hryqk-jzc34
    Type Database/Collection of data
    Public Access
    Link Link
  • 2024 Link
    Title Auxiliary master equation approach to the Anderson-Holstein impurity problem out of equilibrium
    DOI 10.3217/dzn47-w6829
    Type Database/Collection of data
    Public Access
    Link Link
  • 2023 Link
    Title Correlated Mott insulators in a strong electric field: The effects of phonon renormalization
    DOI 10.3217/xp8n4-cxy56
    Type Database/Collection of data
    Public Access
    Link Link
  • 2023 Link
    Title Configuration interaction based nonequilibrium steady state impurity solver
    DOI 10.3217/qhwtz-krj59
    Type Database/Collection of data
    Public Access
    Link Link
  • 2022 Link
    Title Impact ionization processes in a photodriven Mott insulator: influence of phononic dissipation - Data set & figures
    DOI 10.3217/6nzyz-cvy52
    Type Database/Collection of data
    Public Access
    Link Link

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