Mott insulators out of equilibrium: phonons and screening
Disciplines
Physics, Astronomy (100%)
Keywords
- Strong correlation,
- Mott transition,
- Nonequilibrium,
- Hubbard model,
- Phonons,
- Screening
Current-conducting materials consist of negatively charged electrons, moving in the background of positively charged, heavier particles, the ions. In a first approximation, ions can be regarded as fixed at certain positions altogether building a regular crystal lattice. It is a major theoretical challenge to simulate the motion of this huge (N~10 23) number of particles interacting with each other via the Coulomb force. In fact, accounting for all these forces exactly would be an impossible task even for t he most powerful computers. Fortunately, in most materials, each electron can be regarded as an independent particle moving in the background of the other electrons and ions. This considerably simplifies computational costs and allows theoretical predictio ns about the properties of these materials. This is the great success of the so -called band theory of solids. On the other hand, a number of so-called strongly correlated materials (abbreviated with SCM) exists for which this scheme does not work. Obviously, numerical simulation of SCM is much more challenging. Nevertheless, these materials often display a variety of peculiar electronic and magnetic properties, such as superconductivity at high temperatures, or a huge response of resistivity to applied magnetic fields and other, which are not observed in ordinary materials. More dramatically, in many cases, while band theory would predict a conducting behavior, strong correlation produces a so-called Mott gap which makes these SCM insulators or semiconductors. All these properties make SCM interesting candidates for electronic components of the future to replace or complement modern silicon technology. In this project, we will investigate two effects that could be useful for the application of these materials as electronic devices. First, we will study the possibility to use these systems as photovoltaic devices. This is motivated by preliminary theoretical and experimental studies suggesting that the efficiency of such devices based on Mott systems could be enhanced by so- called impact ionisation processes. The idea is that highly photoexcited electrons could use their extra energy to excite additional electrons across the Mott gap. Second, we shall investigate a transition, the so-called resistive switch, between an insulating and a conducting state which is induced by applying a large voltage to the system. Such a transition, observed experimentally in some SCM, makes them interesting candidates as components for RAM technology. In both these effects, but in general in device electronics, heat transport and dissipation play an important role. Here, we will particularly concentrate on the interplay of the Mott gap with ion vibration modes, so called phonons, which are important for transporting heat away and, thus, for cooling down the device. The project is carried out in collaboration with a group at TU Vienna and one at the university of Erlangen-Nürnberg.
In this project, we explored how to possibly use a group of substances called "strongly correlated materials" (SCMs) to build next-generation electronics. In ordinary materials, electrons act independently. But in SCMs, they move in a highly coordinated way. This collective behavior gives them important properties, from conducting electricity with zero resistance to quick, sudden changes in how they conduct electricity. First, we studied whether these systems could serve as photovoltaic devices. This was motivated by earlier theoretical and experimental work suggesting that the efficiency of solar cells based on SCM insulators could be boosted by so-called impact ionisation. The idea is that a highly photoexcited electron can use its excess energy to lift additional electrons across the material's energy gap, generating more charge carriers from the same amount of light. In conventional semiconductor solar cells this rarely happens, because the excess energy is instead carried away by the material's microscopic vibrations, known as phonons. The investigations of the present project confirmed that impact ionisation is indeed important in insulating SCM. In particular, we found that it can be enhanced by connecting the material to the device through narrowband, that is weakly conducting, contacts. We also found that lattice vibrations do not significantly suppress the effect. Second, we examined how strong electric fields affect these materials, aiming to understand the so-called resistive switch: an abrupt transition between an insulating and a conducting state. This switching makes such materials promising candidates for next-generation memory (RAM) technology. In both cases, and in device electronics generally, heat transport and dissipation play an important role, and these too are governed by the microscopic vibrations, which carry heat away and cool the device. A surprising result emerged here: contrary to naive expectation, dissipation actually helps a sizeable current develop at the transition. This is in striking contrast to structural irregularities (impurities), which broaden the spectra in a superficially similar way but instead hinder the current. Finally, we explored a question touching one of the foundations of quantum mechanics: the role of measurement. Observing a quantum system usually disturbs it, but, as it turns out, not always. We studied a microscopic electronic device, a kind of single-electron transistor, while continuously monitoring it. We found that a delicate quantum phenomenon known as the Kondo effect can survive being watched, provided one keeps track of the electrons' charge rather than their spin. Monitor the spin instead, and the effect quickly "heats away." These findings may provide a contribution to a broader question: how future quantum technologies might be observed without being destroyed.
- Technische Universität Graz - 100%
- Karsten Held, Technische Universität Wien , national collaboration partner
- Martin Eckstein, Universität Hamburg - Germany
Research Output
- 110 Citations
- 25 Publications
- 14 Datasets & models
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2026
Title Extension of the iterated perturbation theory at arbitrary fillings to nonequilibrium steady states DOI 10.48550/arxiv.2604.15942 Type Preprint Author Mazzocchi T Link Publication -
2026
Title Nonequilibrium transport through an interacting monitored quantum dot DOI 10.1103/8h9h-m7ks Type Journal Article Author Werner D Journal Physical Review Research -
2024
Title Numerically Exact Simulation of Photodoped Mott Insulators DOI 10.1103/physrevlett.132.176501 Type Journal Article Author Künzel F Journal Physical Review Letters Pages 176501 Link Publication -
2024
Title Photodriven Mott insulating heterostructures: A steady-state study of impact ionization processes DOI 10.1103/physrevb.109.235134 Type Journal Article Author Gazzaneo P Journal Physical Review B Pages 235134 Link Publication -
2025
Title Functional interpolation expansion for nonequilibrium correlated impurities DOI 10.1103/physrevresearch.7.l022044 Type Journal Article Author Werner D Journal Physical Review Research Link Publication -
2025
Title Field-driven Mott insulators out of equilibrium: Interplay of dissipation, phonons and disorder Type PhD Thesis Author Tommaso M. Mazzocchi Link Publication -
2025
Title Strongly correlated systems out of equilibrium: efficient solvers for dynamical mean field theory Type PhD Thesis Author Daniel Werner Link Publication -
2025
Title Mixed-configuration approximation for multiorbital systems out of equilibrium DOI 10.1103/j3c8-cy15 Type Journal Article Author Mazzocchi T Journal Physical Review B Pages 155127 Link Publication -
2023
Title Configuration interaction based nonequilibrium steady state impurity solver DOI 10.1103/physrevb.107.075119 Type Journal Article Author Werner D Journal Physical Review B Pages 075119 Link Publication -
2023
Title Correlated Mott insulators in a strong electric field: The effects of phonon renormalization DOI 10.1103/physrevb.107.155103 Type Journal Article Author Mazzocchi T Journal Physical Review B Pages 155103 -
2024
Title Iterated Perturbation Theory for Mott Insulators in a Static Electric Field with Optical Phonons DOI 10.1002/pssb.202300486 Type Journal Article Author Mazzocchi T Journal physica status solidi (b) Link Publication -
2024
Title Impact of disorder and phonons on the Hubbard bands of Mott insulators in strong electric fields DOI 10.1103/physrevb.109.045119 Type Journal Article Author Mazzocchi T Journal Physical Review B Pages 045119 Link Publication -
2024
Title Deep neural networks as variational solutions for correlated open quantum systems DOI 10.1038/s42005-024-01757-9 Type Journal Article Author Mellak J Journal Communications Physics Pages 268 Link Publication -
2024
Title Impact ionization in Mott photovoltaic systems: the role of phonons and multilayered heterostructures Type PhD Thesis Author Paolo Gazzaneo Link Publication -
2024
Title Auxiliary master equation approach to the Anderson-Holstein impurity problem out of equilibrium DOI 10.1103/physrevb.109.075156 Type Journal Article Author Werner D Journal Physical Review B Pages 075156 -
2026
Title A steady-state study of the nonequilibrium properties of realistic materials: Application of the mixed-configuration approximation DOI 10.48550/arxiv.2602.05664 Type Preprint Author Mazzocchi T Link Publication -
2025
Title Phonon effects, impact ionization and power conversion in Mott photovoltaic systems DOI 10.1088/1367-2630/adb877 Type Journal Article Author Gazzaneo P Journal New Journal of Physics -
2023
Title Quantum transport in open spin chains using neural-network quantum states DOI 10.1103/physrevb.107.205102 Type Journal Article Author Mellak J Journal Physical Review B Pages 205102 -
2022
Title Impact ionization processes in a photodriven Mott insulator: Influence of phononic dissipation DOI 10.1103/physrevb.106.195140 Type Journal Article Author Gazzaneo P Journal Physical Review B Pages 195140 Link Publication -
2022
Title Configuration interaction based nonequilibrium steady state impurity solver DOI 10.48550/arxiv.2210.09623 Type Preprint Author Werner D -
2022
Title Correlated Mott insulators in strong electric fields: Role of phonons in heat dissipation DOI 10.48550/arxiv.2207.01921 Type Preprint Author Mazzocchi T -
2022
Title Impact ionization processes in a photodriven Mott insulator: influence of phononic dissipation DOI 10.48550/arxiv.2208.14752 Type Preprint Author Gazzaneo P -
2023
Title Correlated Mott insulators in a strong electric field: The effects of phonon renormalization DOI 10.48550/arxiv.2212.14352 Type Preprint Author Mazzocchi T -
2023
Title Quantum Transport in Open Spin Chains using Neural-Network Quantum States DOI 10.48550/arxiv.2212.13453 Type Preprint Author Mellak J -
2022
Title Correlated Mott insulators in strong electric fields: Role of phonons in heat dissipation DOI 10.1103/physrevb.106.125123 Type Journal Article Author Mazzocchi T Journal Physical Review B Pages 125123 Link Publication
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2026
Link
Title Steady-state study of the nonequilibrium properties of SrVO$_3$ DOI 10.3217/snf77-2hv59 Type Database/Collection of data Public Access Link Link -
2026
Link
Title Functional interpolation expansion for nonequilibrium correlated impurities DOI 10.3217/k3drj-gr515 Type Database/Collection of data Public Access Link Link -
2026
Link
Title Extension of the iterated perturbation theory at arbitrary fillings to nonequilibrium steady states DOI 10.3217/ncxe8-nbh07 Type Database/Collection of data Public Access Link Link -
2026
Link
Title Nonequilibrium transport through an interacting monitored quantum dot DOI 10.3217/0wvvx-w9p86 Type Database/Collection of data Public Access Link Link -
2025
Link
Title Mixed-configuration approximation for multiorbital systems out of equilibrium DOI 10.3217/rcyvd-79p71 Type Database/Collection of data Public Access Link Link -
2024
Link
Title Impact of disorder and phonons on the Hubbard bands of Mott insulators in strong electric fields DOI 10.3217/39f1k-b5470 Type Database/Collection of data Public Access Link Link -
2024
Link
Title Iterated Perturbation Theory for Mott Insulators in a Static Electric Field with Optical Phonons DOI 10.3217/9y192-as632 Type Database/Collection of data Public Access Link Link -
2024
Link
Title Phonon effects, impact ionization and power conversion in Mott photovoltaic systems DOI 10.3217/e6zzj-93j27 Type Database/Collection of data Public Access Link Link -
2024
Link
Title Photodriven Mott insulating heterostructures: A steady-state study of impact ionization processes DOI 10.3217/6s1bn-2ge62 Type Database/Collection of data Public Access Link Link -
2024
Link
Title Deep neural networks as variational solutions for correlated open quantum systems DOI 10.3217/hryqk-jzc34 Type Database/Collection of data Public Access Link Link -
2024
Link
Title Auxiliary master equation approach to the Anderson-Holstein impurity problem out of equilibrium DOI 10.3217/dzn47-w6829 Type Database/Collection of data Public Access Link Link -
2023
Link
Title Correlated Mott insulators in a strong electric field: The effects of phonon renormalization DOI 10.3217/xp8n4-cxy56 Type Database/Collection of data Public Access Link Link -
2023
Link
Title Configuration interaction based nonequilibrium steady state impurity solver DOI 10.3217/qhwtz-krj59 Type Database/Collection of data Public Access Link Link -
2022
Link
Title Impact ionization processes in a photodriven Mott insulator: influence of phononic dissipation - Data set & figures DOI 10.3217/6nzyz-cvy52 Type Database/Collection of data Public Access Link Link